Corporate ActionJul 1, 2026, 02:31 PM
Aethlon Medical Details $450K Registration Costs & Recent Equity Issuances
AI Summary
Aethlon Medical Inc. filed an amendment to its S-1 registration statement, detailing estimated expenses for the securities issuance totaling $450,381.52, with legal fees being the largest component. The filing also disclosed recent unregistered securities sales, including a December 2025 private placement involving pre-funded warrants and common stock warrants, and the exercise of existing warrants by an institutional investor. Additionally, the company granted 87,260 restricted stock units (RSUs) to non-employee directors in March/April 2026, valued at approximately $200,000.
Key Highlights
- Total estimated expenses for the current securities registration are $450,381.52.
- Legal fees constitute the largest portion of registration expenses at $350,000.00.
- A private placement on December 8, 2025, issued 595,897 pre-funded warrants.
- The private placement also included 1,042,820 common stock warrants at an exercise price of $4.03 per share.
- An institutional investor exercised existing warrants for 210,555 shares at $4.03 per share.
- The Board approved 87,260 RSU awards to non-employee directors, valued at approximately $200,000.
Price Impact
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