Corporate GovernanceAug 6, 2026, 06:10 AM
XCel Brands Files 10-K Amendment with SOX Certifications
AI Summary
XCel Brands, Inc. filed Amendment No. 1 to its Annual Report on Form 10-K. This amendment primarily includes the required CEO and CFO certifications under Sarbanes-Oxley Act Sections 302 and 906, along with independent registered public accounting firm consents. The filing also updates the comprehensive exhibit list for the 10-K, incorporating many documents by reference from previous SEC filings.
Key Highlights
- Filed Amendment No. 1 to the Annual Report on Form 10-K.
- Includes CEO and CFO certifications under Rule 13a-14(a)/15d-14(a).
- Includes CEO and CFO certifications under Section 1350 of Sarbanes-Oxley Act.
- Contains Independent Registered Public Accounting Firm’s Consents (Exhibits 23.1, 23.2).
- Updates the comprehensive exhibit list for the 10-K.
- Many exhibits are incorporated by reference from prior SEC filings.
Price Impact
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