
Management Change15 Jun 2026, 10:20 pm
IIFL Capital Services Appoints Amit Gupta as Chief Compliance Officer
AI Summary
IIFL Capital Services Ltd announced the appointment of Mr. Amit Gupta as the new Chief Compliance Officer (CCO) and Senior Management Personnel (SMP), effective June 15, 2026. He replaces Mr. Prasad Umarale. Mr. Gupta is a Chartered Accountant with over two decades of experience in regulatory compliance, corporate governance, and risk management within the financial services sector, including expertise in PMS, AIFs, RIAs, Wealth Management, Offshore Funds, and Mutual Funds. His prior role was Group Chief Compliance Officer at ASK Investment Managers.
Key Highlights
- Amit Gupta appointed as Chief Compliance Officer (CCO).
- Appointment effective June 15, 2026.
- Gupta brings over 20 years of financial services compliance experience.
- He previously served as Group CCO at ASK Investment Managers.
Price Impact
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