IIFL Securities Ltd

IIFL Capital Services Ltd has announced the closure of its trading window for dealing in the company's securities. This closure is in accordance with the company's Code of Conduct for Prevention of Insider Trading. The window will be shut from Wednesday, July 01, 2026, and will reopen 48 hours after the financial results for the quarter ended June 30, 2026, are approved by the Board of Directors and filed with the stock exchanges. The exact date of the board meeting will be communicated later. All designated persons and their immediate relatives are prohibited from trading during this period.

IIFL Capital Services Ltd announced the appointment of Mr. Amit Gupta as the new Chief Compliance Officer (CCO) and Senior Management Personnel (SMP), effective June 15, 2026. He replaces Mr. Prasad Umarale. Mr. Gupta is a Chartered Accountant with over two decades of experience in regulatory compliance, corporate governance, and risk management within the financial services sector, including expertise in PMS, AIFs, RIAs, Wealth Management, Offshore Funds, and Mutual Funds. His prior role was Group Chief Compliance Officer at ASK Investment Managers.

IIFL Capital Services Ltd. announced that SEBI has accepted the company's application for surrender of its registration as a Portfolio Manager, effective May 20, 2026. This follows the transfer of the company's Portfolio Management Services (PMS) business to its wholly-owned subsidiary, IIFL Capital Asset Management Limited, via a slump sale. The certificate of registration bearing No. INP000002213 has been cancelled.

IIFL Capital Services Ltd issued a corrigendum to the notice of the Extra Ordinary General Meeting (EGM) scheduled for June 1, 2026. The corrigendum addresses clarifications and additional information requested by the NSE regarding the proposed preferential issue of equity shares. The company had submitted applications to BSE and NSE seeking in-principle approval for the preferential issue, as outlined in Item No. 1 of the EGM Notice. The corrigendum is available on the company's website and the stock exchanges' websites and has been circulated electronically to members.

ICICI Securities, as Manager to the Offer, submitted a Draft Letter of Offer to BSE for the open offer to the public shareholders of IIFL Capital Services Ltd. The acquirer is making an open offer to acquire up to 10,01,44,112 equity shares, representing 26% of the voting share capital, in compliance with SEBI (SAST) Regulations. The detailed public statement was published on May 13, 2026, in multiple newspapers. The Draft Letter of Offer is dated May 15, 2026.

ICICI Securities, as Manager to the Open Offer, submitted a Detailed Public Statement to BSE regarding the open offer by FIH Mauritius Investments Ltd for acquiring up to 10,01,44,112 equity shares of IIFL Capital Services Ltd, representing 26% of the voting share capital. The offer complies with SEBI (SAST) Regulations. The detailed public statement was published on May 13, 2026, in multiple editions of Business Standard and Navshakti.

IIFL Capital Services Ltd. announced that the Ministry of Corporate Affairs has approved the incorporation of its wholly-owned subsidiary, IIFL Capital (IFSC) Limited, in the International Financial Services Centre (IFSC), GIFT City, on May 11, 2026. The subsidiary aims to operate as a broker-dealer and distributor under IFSC Authority regulations, with an authorized capital of ₹10,00,00,000. The incorporation follows the receipt of a No Objection Certificate from SEBI.

IIFL Capital Services Ltd has announced an Extra Ordinary General Meeting (EGM) to be held on June 1, 2026, via video conferencing. The EGM seeks member approval for the issuance of equity shares through a preferential issue on a private placement basis and the alteration and adoption of the Articles of Association, including the grant of special rights. Remote e-voting will be available from May 27 to May 31, 2026. The notice and explanatory statement are available on the company's website and stock exchange platforms.

ICICI Securities, as the Manager to the Open Offer, announced a public offer for the acquisition of up to 10,01,44,112 equity shares of IIFL Capital Services Ltd by FIH Mauritius Investments Ltd along with HWIC Asia Fund (Class A Shares). This represents 26.00% of the expanded voting share capital. The offer complies with SEBI (SAST) Regulations, 2011. The public announcement is dated May 7, 2026.

IIFL Capital Services Ltd has announced a public open offer by FIH Mauritius Investments Ltd, along with HWIC Asia Fund (Class A Shares) as a person acting in concert, to acquire up to 10,01,44,112 equity shares, representing 26% of the expanded voting share capital. The offer is made pursuant to SEBI regulations, with ICICI Securities Limited acting as the manager to the offer. The target company's expanded voting share capital includes subscription shares and employee stock options.