5paisa Capital Ltd

5paisa Capital Ltd has received a Show Cause Notice (SCN) from SEBI regarding the expiry of its Investment Adviser registration. SEBI alleges the company failed to pay renewal fees as per regulations, potentially leading to cancellation or suspension of its registration. The company stated the financial impact is currently unquantifiable and will respond promptly to SEBI, providing further updates as material developments occur. This notice stems from alleged non-compliance with fee payment requirements under SEBI (Investment Advisers) Regulations, 2013.

5paisa Capital Ltd has announced the reconstitution of its Board Committees, effective May 22, 2026. The reconstitution involves changes in the composition and chairmanship of various committees, including the Audit Committee, Nomination & Remuneration Committee, Stakeholders Relationship Committee, Risk Management Committee, Corporate Social Responsibility Committee and Information Technology Committee. The changes were approved via a circular resolution passed by the Board of Directors.

5paisa Capital Ltd has received an order under the Income Tax Act, 1961, resulting in a demand of ₹33,02,51,362. The company received the order on May 4, 2026, and is currently evaluating it. 5paisa Capital believes it has duly discharged all tax liabilities and has adequate grounds to appeal the order. The company does not expect any material impact on its financials or operations.

5paisa Capital Ltd reported its Q4FY26 consolidated financial results, with income rising 20% year-on-year to ₹85.5 crore and profit after tax (PAT) increasing 7% to ₹10.8 crore. Sequentially, income grew 8% while PAT declined 12%. For the full fiscal year 2026, consolidated income stood at ₹319.9 crore, down 11% YoY, and PAT was ₹44.2 crore, a 35% decrease from the previous year. The company added 1.03 lakh new clients in Q4, bringing the total registered customers to 51.8 lakhs. Additionally, 5paisa successfully raised ₹468.8 crore through a rights issue in April 2026, demonstrating capital strengthening efforts and continued focus on technology and customer experience enhancements.

5paisa Capital Ltd's Board of Directors, at its meeting on April 30, 2026, approved the appointment of M/s. A N S A & Associates LLP, Chartered Accountants, as the Internal Auditors for the Financial Year 2026-27. This appointment was made upon the recommendation of the Audit Committee and is effective from April 1, 2026. A N S A & Associates LLP, established in 1981, is a GRC and consulting firm with extensive experience across various sectors, specializing in governance, risk management, and integrated internal audits.

5paisa Capital Ltd's Nomination & Remuneration Committee approved the grant of 50,000 stock options to identified employees under the "5Paisa Employee Stock Option Scheme – 2023" on April 30, 2026. Each option is convertible into one fully paid-up equity share with a face value of ₹10, and the exercise price is ₹10 per option. The options will vest according to a schedule approved by the NRC, with a minimum one-year period between the grant and vesting. Vested options can be exercised by eligible employees within three years from the vesting date. The scheme is governed and administered by the NRC, which determines the number and nature of options granted based on employee level.

5paisa Capital Ltd's board approved audited standalone and consolidated financial results for the quarter and year ended March 31, 2026. The board also approved the issuance of secured or unsecured redeemable non-convertible debentures up to ₹250 Crores, subject to shareholder approval. Additionally, M/s. A N S A & Associates LLP was appointed as Internal Auditors for FY 2026-27.

5paisa Capital Ltd's Board of Directors, at their meeting on April 30, 2026, approved the Audited Financial Results (Standalone and Consolidated) for the quarter and year ended March 31, 2026, which received an unmodified audit opinion. The Board also approved the issuance of Secured or Unsecured Redeemable Non-Convertible Debentures (NCDs) up to ₹250 Crores through private placement, subject to shareholder approval at the upcoming Annual General Meeting. Additionally, M/s. A N S A & Associates LLP were appointed as Internal Auditors for the Financial Year 2026-27.

5Paisa Capital Ltd has scheduled a Board of Directors meeting on April 30, 2026, to consider and approve the audited standalone and consolidated financial results for the quarter and year ended March 31, 2026. The board will also consider the issuance of secured or unsecured redeemable non-convertible debentures through private placement. The trading window for dealing in the company's securities will remain closed for designated persons from April 1, 2026, to May 3, 2026.

Promoters of 5paisa Capital Ltd, including Nirmal Bhanwarlal Jain and Venkataraman Rajamani, disclosed the acquisition of equity shares through a Rights Issue. This disclosure was made under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. The promoter group's total shareholding in 5paisa Capital increased from 32.76% (1,02,41,118 shares) before the acquisition to 36.50% (1,71,13,393 shares) after the acquisition. A total of 68,72,275 shares were acquired by the promoter group. The company's equity share capital expanded from ₹31,25,48,380 to ₹46,88,22,570 following the rights issue, with the allotment date being April 13, 2026.