NEOGEM INDIA LTD.

Neogem India Ltd has announced the closure of its trading window for all directors, officers, designated persons, and connected persons. This closure is in effect from July 1, 2026, and will remain open 48 hours after the declaration of the company's un-audited financial results for the quarter ended June 30, 2026. This measure is in compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015, aimed at preventing potential insider trading activities around the announcement of financial results.

Rekha Mahindra Doshi submitted a revised disclosure under Regulation 31(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, concerning Neogem India Ltd. The revision addresses discrepancies related to the release of pledged shares. The pledge was released as borrowed funds were repaid, and the security was released. The initial disclosure lacked details regarding the type and reason for the release of encumbrance, which were previously pledged in favor of Pranav Financial Services Private Limited.

Neogem India Ltd has submitted a revised Form B along with the audited financial results for the quarter and year ended March 31, 2026. The revision was made to rectify an unintentional omission where the initially submitted Form B lacked the signature of the Chairman of the Audit Committee. The company confirms that all other details, financial figures, and signatures in the original submission remain unchanged. Auditors report an adverse opinion due to the company's inability to repay liabilities and a material uncertainty regarding its ability to continue as a going concern.

Neogem India Ltd's audited financial results for the year ended March 31, 2026, received an adverse opinion from the auditor, Ashok Bairagra and Associates. The auditor cited the company's inability to repay its liabilities as of March 31, 2026, raising concerns about its ability to continue as a going concern. The financial statements do not disclose this fact. Additionally, the auditor highlighted the company's loss of ₹20,86,032 and a negative net worth of ₹35,93,11,252.

Neogem India Ltd. has appointed M/s Hemanshu Kapadia & Associates as the Secretarial Auditors for the financial year 2026-27. The appointment was made by the Board of Directors during their meeting on May 18, 2026. M/s Hemanshu Kapadia & Associates is a proprietary firm of Practicing Company Secretaries led by Mr. Hemanshu Kapadia.

Neogem India Ltd has scheduled a Board of Directors meeting on May 18, 2026, to consider and approve the annual audited financial statements for the year ended March 31, 2026, including the balance sheet, statement of profit & loss, cash flow statement, and auditor's report. The board will also approve the audited financial results for the fourth quarter and financial year ended March 31, 2026. The trading window has been closed from April 1, 2026, and will remain closed until 48 hours after the announcement of the financial results, concluding on May 20, 2026.

Rekha Mahindra Doshi, a promoter of Neogem India Ltd, has released 96,000 equity shares from encumbrance. These shares constitute 0.06% of the company's total paid-up share capital. Following this transaction, the promoter group's total encumbered shares now stand at 0, representing 0.00% of the total share capital. The promoter group's overall shareholding remains at 16,192,575 shares, which is 10.00% of the total share capital. This disclosure was made in compliance with Regulation 31(1) and 31(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.

Neogem India Ltd has announced the closure of the trading window for all Directors/Officers/Designated Persons/Connected Persons from 01st April, 2026 up to 48 hours after the declaration of Audited Financial Results for the quarter and year ended 31st March, 2026. This is in accordance with the SEBI (Prohibition of Insider Trading) Regulations, 2015.

On Tuesday, March 17, 2026, the Board of Directors of Neogem India Ltd appointed Ms. Shivali Mishra as Company Secretary, Compliance Officer, and Key Managerial Personnel. Ms. Mishra is an Associate Member of the Institute of Company Secretaries of India and holds degrees in B.Com and LL.B. She has over five years of post-qualification experience in handling compliances under the Companies Act and SEBI Regulations. The appointment is in accordance with the Listing Regulations and SEBI Circular No HO/49/14/14(7)2025-CFD- POD2/1/3762/2026 dated January 30, 2026.

Neogem India Ltd has appointed M/s Hemanshu Kapadia & Associates, Practicing Company Secretaries, as the Secretarial Auditors for the financial year 2025-26. The appointment was made during the Board of Directors meeting held on January 20, 2026. M/s Hemanshu Kapadia & Associates is a proprietary firm with approximately three decades of experience in the field of Company Law and Secretarial Matters. Mr. Hemanshu Kapadia, the leading figure, is a qualified Practicing Company Secretary, a Member of the Indian Council of Arbitration, and a registered Insolvency Professional. He has been providing corporate consultancy services to various Central Government Corporations and reputed Listed and Unlisted Companies. He has also been acting as an Independent Director in various Corporations.