360 One Wam Ltd

360 ONE WAM LIMITED has announced the closure of its trading window for dealing in the company's securities. This closure is in compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015, and the company's internal code of conduct. The window will be shut from October 1, 2026, and will reopen 48 hours after the board of directors approves and files the unaudited financial results for the quarter and half-year ended September 30, 2026. All directors and designated persons are prohibited from trading during this period to prevent insider trading.

360 ONE WAM LIMITED has received an ESG rating of 'Crisil ESG 72' from CRISIL ESG Ratings & Analytics Limited. CRISIL ESG Ratings & Analytics is a SEBI-registered 'Category 1' ESG Rating Provider. This rating signifies the company's performance and commitment to environmental, social, and governance factors.

360 ONE WAM LIMITED's Board of Directors has approved the appointment of Mr. Aashish Agarwal as the Chief Executive Officer, effective February 15, 2027. Mr. Agarwal, a veteran investment banker from Jefferies, brings deep experience in capital markets, investment banking, and asset management. Concurrently, Mr. Karan Bhagat will continue as Managing Director and has been additionally appointed as 'Vice-Chairman and Managing Director' from February 15, 2027. This strategic leadership restructuring aims to strengthen the group's capabilities and drive growth across its Wealth Management, Asset Management, and Capital Markets verticals, positioning the company for India's economic expansion.

360 ONE WAM LTD's Board of Directors has approved significant management changes. Mr. Aashish Agarwal has been appointed as the Chief Executive Officer, effective February 15, 2027. Mr. Agarwal is a veteran investment banker with deep experience from Jefferies, CLSA, and Merrill Lynch. Concurrently, Mr. Karan Bhagat, the current Managing Director, will continue in his role until July 26, 2030, and will also assume the designation of Vice-Chairman and Managing Director, effective February 15, 2027. These appointments are intended to strengthen the group's leadership, drive growth across its Wealth Management, Asset Management, and Capital Markets verticals, and position the company as a leading financial institution in India's growing economy.

360 ONE WAM LTD's Board of Directors, at a meeting on September 22, 2026, approved significant management changes. Mr. Aashish Agarwal has been appointed as the Chief Executive Officer (CEO) and a Key Managerial Personnel, effective February 15, 2027. Concurrently, Mr. Karan Bhagat, who continues as the Managing Director until July 26, 2030, has been additionally appointed as the 'Vice-Chairman and Managing Director' with effect from February 15, 2027. The appointments were recommended by the Nomination and Remuneration Committee. Mr. Agarwal is an experienced investment banker, previously Managing Director and Country Head at Jefferies, and brings extensive capital markets, investment banking, and asset management experience. This move aims to strengthen the group's leadership across its wealth management, asset management, and capital markets verticals.

360 ONE WAM LIMITED has announced its ESG rating, which has been assigned by Niche Ninety Nine Capability and Certifications (OPC) Private Limited. This entity is registered with SEBI as a 'Category II' ESG rating provider. The company has received a rating of '72.44'. This disclosure is made to inform the stock exchange and for their records.

360 ONE WAM LTD has announced its ESG rating, which has been assigned by ESG Risk Assessments & Insights Limited, a SEBI-registered 'Category I' ESG rating provider. The company received a score of '55'. This rating is a key indicator of the company's performance and commitment to environmental, social, and governance factors, which are increasingly important to investors and stakeholders.

360 ONE WAM LTD announced a revised plan for the transfer of its Alternative Investment Funds (AIF) Business. Previously, the AIF Business was to be transferred from 360 ONE Portfolio Managers Limited (PML) to 360 ONE Asset Management Limited (AMC). The board of PML has now approved withdrawing this proposed transfer. Instead, the AIF Business will be transferred from PML to 360 ONE Alternates Asset Management Limited (AAM), another wholly-owned subsidiary. The transfer will occur on a going concern and slump sale basis, with consideration not less than the net book value. This internal realignment aims to consolidate AIFs, create a larger investment platform, and enhance operational efficiency. As both entities are wholly-owned subsidiaries, the company states it is not prejudicial to stakeholders and does not alter shareholding.

360 ONE WAM LTD has amended the share lock-in agreement related to the acquisition of 360 ONE Capital Market Private Limited. Previously, shares allotted to Mr. Saahil Murarka and Batlivala & Karani Resources Management Private Limited were subject to a periodical release of 20% annually on an individual basis. Following a request from the allottees, the company has agreed to maintain the lock-in on an aggregate basis instead of an individual basis. All other terms of the original Share Purchase and Sale Agreement (SPSSA), including the total number of shares and the overall lock-in period, remain unchanged.

360 ONE WAM LTD has submitted its Monitoring Agency Report for the quarter ended June 30, 2026, concerning its preferential issue of warrants. CARE Ratings Limited, the appointed monitoring agency, confirmed that there were no deviations from the objects of the issue. The report covers the utilization of proceeds from a preferential issue totaling ₹391.59 crore, which occurred between May 28, 2025, and June 03, 2025. The company stated that no funds were called or utilized during the reported quarter. The report was placed before the audit committee and the Board of Directors on July 16, 2026.